Description

Responsibilities :

• Lead and manage a portfolio of internal audit engagements in the Financial Markets sector, covering the full audit cycle from planning and risk assessment through fieldwork to reporting and follow-up.
• Evaluate compliance with applicable regulations, standards, and internal policies; assess the design and operating effectiveness of internal controls; identify key risks and control gaps; and deliver practical, value-adding recommendations.
• Provide insightful advice to business stakeholders on enhancing operational efficiency, optimizing processes, and strengthening risk management practices.
• Participate in ad-hoc projects, special reviews, and other initiatives as required by management or regulatory developments.

Requirements :

• Bachelor's degree or above in Accountancy, Finance, Statistics, Risk Management, or a related discipline.
• At least 4 years of relevant experience in internal/external audit, preferably gained at a major audit firm and/or within a financial institution (candidates with fewer years of experience may be considered for the Assistant Audit Manager level).
• Solid hands-on experience in the Financial Markets sector, with exposure to auditing, compliance reviews, or control assessments in areas such as treasury, trading, derivatives, FX, securities, or related activities.
• Professional qualification such as CPA, CIA, or equivalent is required; additional certifications including CFA, FRM, CISA, CAMS, or similar are highly advantageous.
• Strong knowledge of Hong Kong regulatory framework (e.g., HKMA guidelines), local laws, international standards, and prevailing market practices in Financial Markets.
• Excellent project management skills, with proven ability to supervise team members, coordinate cross-functional efforts, and deliver high-quality work under tight timelines.
• Strong analytical mindset, superior report-writing abilities, and effective communication and interpersonal skills; a collaborative team player who is self-motivated and proactive.
• Proficiency in both written and spoken English and Chinese (Cantonese); good command of Mandarin is preferred.

If you are applying for in-scope position(s) under the Mandatory Reference Checking Scheme (i.e., A role carrying out regulated activities licensed by the IA, SFC & MPFA), you are required to undergo the Mandatory Reference Checking. Our responsible recruiter will inform you the details of the MRC process and the requirements in due course. For details, please click here .